Operator ordering in effective-mass theory for heterostructures. II. Strained systems

G.T. Einevoll, Institutt for Fysikk, Norges Teknisk Høgskole, Universitetet i Trondheim, 7034 Trondheim, Norway

Physical Review B 42, 3497-3502 (1990)


Abstract

For pt.I see ibid., vol.42, p.3485 (1990). A new kinetic-energy operator -1/2 \hbar^{2} m^{\alpha} a^{\delta} \nabla m^{beta} a^{-2 \delta} \nabla m^{\alpha} a^{\delta} suitable for effective-mass treatment of strained heterostructures is introduced. Here, m(r) is the local effective mass and a(r) is the local lattice constant. By comparison of exact results with effective-mass results for solvable test models, values of \alpha , \beta , and \delta , which ensure asymptotic agreement, are determined. Based on qualitative similarities between the test models considered and realistic systems, the boundary conditions ((1/a) \phi =continuous), ((a/m) \phi '=continuous) are proposed for abrupt heterointerfaces for conduction-band states in strained systems. When a single-band effective-mass equation is applicable to hole states, however, the authors propose that the continuity of \phi and (1/m) \phi ' should be imposed instead.